Thesis on coherence in James finished!

I took a break from posting here to finish my thesis before we head back to our translation work overseas.

I successfully defended the thesis on Tuesday at the Graduate Institute of Applied Linguistics, and now we’ve got less than a week before we start heading back to continue our work in language development in Papua New Guinea.

Anyway, I’ve added the following thesis title to the Recent James Scholarship page and to the James Bibliography page…

“Mitigation and Intensification of Persuasive Discourse in a Koine Greek Letter: Coherent Macrostructure in the Letter of James.”

Here’s the abstract…

Supervising Professor: Shin Ja J. Hwang

A longstanding debate continues regarding coherent structure in the Koine Greek New Testament Letter of James. I argue that multiple linguistic perspectives confirm the central theme of trust in divine grace and mercy as foundational to Christian behavior. Applying Lakoff and Johnson’s cognitive semantics theory to James, a faith-journey conceptual metaphor structures the life of faith according to the source-path-goal image schema with a born-of-grace conceptual metaphor reflecting the source. Using Longacre and Hwang’s discourse theory, I describe James in terms of discourse type, notional schemata, macrosegmentation, skewing, paragraph relations, verb/clause salience, and embedding. A prototype approach reveals James as a persuasive text with embedded hortatory and expository units. Movements of mitigation and intensification most clearly reveal the coherent structure within the text’s profile and peaks. The controlling theme is ultimately derived from the above investigations in terms of van Dijk’s theory of macrostructure.

This isn’t part of the abstract, but the macrostructure (author’s global semantic plan) that I suggest for James is this:

Trust God, for he desires both to give grace to live righteously and to judge sin with mercy for all who have true faith, which is shown in humble acts of love for God and others.

I also argue for the following discourse peaks in James…

4:1-6 – First expository peak

4:7-10 – First persuasive peak

5:1-6 – Second expository peak (persuasive through skewing)

5:7-12 – Second persuasive peak

The Greek ‘the’ and the English ‘the’

Wayne Leman over at the Better Bibles Blog has posted on the translation of Greek articles here, focusing specifically on occurrences of “the house” in Matthew where a house has not previously been introduced in the text. One discourse pattern we often find is that definite nouns are used only after that noun has been introduced in the text in an indefinite manner. However, definiteness is not always dependent on the article in Greek. I have posted my response to Wayne in the comments of his post. I’ll only repeat part of that here…

When I read “the house” in the gospels about a house that I have not been introduced to yet, this communicates to me that there was a definite house that Jesus was going to. If the translation were to say “a house,” that would sound to me like Jesus was aimlessly meandering and randomly came across any house when he felt like it was time to stop. So in some of these cases, the ‘the’ doesn’t have to have the same discourse function that we often think of when it is used to refer back to a previously introduced noun. Rather, the article conceptualizes the noun in a certain way (perhaps even making it definite, although it is true that definiteness is not ultimately dependent upon the Greek article) for other reasons besides its previous occurence in the text.In Mt. 9:28, I like what the NLT has done here with “the house where he was staying.” That has the effect of communicating a certain definiteness, and it seems to be a very likely referent that is not too overly specific without other clues. Often times “going into the house” in Greek is the equivalent of our English “going home.” On the other hand, isn’t it possible that “the house” refers to Matthew’s house, the last house we hear of before Jesus was summoned to go to the synagogue leader’s house? Maybe not, since that interpretation would assume that Jesus stayed there for more than just dinner and was there for several days during which the disciples of John the Baptist came to him before the synagogue ruler came to him. Probably quite unlikely. Therefore, it seems that the best option is that Jesus is still in his own town (cf. 9:1), so “the house” is probably whatever house he’s staying in, perhaps even a family house, or ‘home’ as “the house” often means in Greek.

As for 13:36, it’s very possible that Jesus is back in his home town again, since 12:15 says that he left the area he had gone to after he left his home town. Also, his mother and brothers are back in the picture in 12:46. Mt. 13:1 refers to Jesus leaving “the house” and so 13:36 refers to him going into “the house.” It’s the same one he left, very definite even if we don’t want to go so far as to say it was his family home.

As for 17:25, this is Peter’s home town, (cf. Mt. 4:18) and we know that Peter’s mother-in-law had a house there (Mt. 8:14), so this is probably one of those places where “the house” is best understood as the definite idea of ‘home’.

Mt. 24:43 has “the house of him” because it has already referred to the ‘homeowner’.

Daniel Wallace discusses the uses and non-uses of the Greek article in Greek Grammar Beyond the Basics, pp. 206-290. I have summarized his discussion in 4 pages if anyone is interested.

As for the differences between the Greek and English uses of the article, it is best to try to identify why a Greek noun has the article in particular instances before deciding if the same meaning is communicated in English with or without the definite article.

Non-imperatives in Romans 12:9-13.

Why can’t we translate the non-imperative clauses in Romans 12:9-13 as something other than imperatives? I don’t see any reason why not. In fact, I believe that translating these non-imperative forms as commands puts too much emphasis on our human effort that just isn’t in the text at this point. The introduction of 14 commands in this passage also has the effect of hiding the more relevant theme that must be continuing in this passage of the Spirit’s control of our minds (cf. Rom. 8:4ff; 12:2,6). The tension within the ethics of the New Testament is that we are frequently commanded to do what we are only able to do through the gift of the Holy Spirit in our lives. The pages of the New Testament do also give plain descriptions of what Spirit-regenerated life looks like, and these should not all be reduced to the rhetoric of direct instructions.

Understood descriptively, vv. 9-13 offer a detailed picture of what love looks like after the preceding discussion of gifts (analagous to 1 Cor. 12-13). It is not a series of orders, but it would have been heard as an attractive description of what love does. Certainly this should motivate us to those actions, but the real power behind any of these loving behaviors is the control of the Holy Spirit in our hearts. These aren’t just mitigated commands. The expository nature of the text leaves more room for figuring in the role of the Spirit.

The real difficulty is how to translate this passage into English when there are some surprising subject-verb agreement features of the Greek text that can’t be automatically carried over into English. The first phrase says “Love (singular) [is] unhypocritical (singular),” but the following supporting phrases are all plural verbal participles (e.g. “abhorring (plural) evil, clinging (plural) to the good…”).

I think the main reason all our English translations go the way of expressing all 14 of these clauses as commands where there isn’t a single imperative verb is this: in trying to do justice to the apparent discrepancy of the lack of number agreement between the first singular clause and the following plural participles, making them all commands apparently solves this problem in English.  By supplying an implied command (“let be”) for the first clause (“let love be unhypocritical”), there is no longer any lack of agreement between the subject of the first clause and the assumed plural “you” subject of all the following participles. The subject now is always ‘you’.

The big problem, however, is that the grammatical subject of this whole paragraph is ‘love’. The traditional English solution loses that and shifts the entire focus to ‘you’. A second person plural subject is not expressed in any form in any of these 14 clauses in vv. 9-13 (nor in the previous 5 verses).

A better understanding of the apparent mismatch in the Greek subject-verb agreement of vs. 9 is that Greek normally allows the semantics of the situation to dictate the forms of the subject and verb. This is regularly seen in various disagreements for person and number when there are compound subjects, and for a variety of semantic reasons (see my summary of the issues here). In Rom. 12:9 the disagreement comes about because the true initial subject of the paragraph is the singular notion of love, but Paul is talking about love that is expressed by the multiple members of the body of Christ. The mismatch in number agreement happens when the singular abstract concept of ‘love’ is introduced and then described by participles that are plural due to the multiple agents in view.

Here’s my first attempt at a translation. Notice that the first command does not occur until vs. 14…

9 Love is unhypocritical: it is people abhorring evil, clinging to the good, 10 affectionate to one another with brotherly love, leading the way in showing honor to one another, 11 not shrunk back in eagerness, boiling over in the Spirit, serving the Lord, 12 rejoicing in hope, enduring suffering, persevering in prayer, 13 sharing their possessions for the needs of the saints, pursuing love between strangers. 14 Bless the ones pursuing you; bless and do not curse.

After translating this passage to more carefully reflect what is happening in the original text, a few things stand out that are not so apparent when all the dependent clauses are translated as separate commands…

The single sentence that includes vv. 9-13 starts off with the broad thematic content of the paragraph, namely, that love is unhypocritical. This theme is illustrated by a broad movement in the following participles from showing love to the brothers in the community who are called saints to a love that endures suffering and is sought after even between strangers.

The transition from the string of participial and adjective phrases in vv. 9-13 to the commands in vs. 14 is marked by the double use of DIWKW ‘pursue’ in vs. 13 in the sense of ‘hospitality’ (or more literally “pursuing love between strangers”) and in vs. 14 in the sense of “bless the ones pursuing (i.e. persecuting) you.”

Understood as a description rather than a series of commands, it also becomes more reasonable to understand the TW PNEUMATI as “the Spirit” rather than as the human spirit that one can manipulate. And that, I believe, is the whole point of Paul using participles in this paragraph rather than imperative verbs. It’s the Spirit’s work, first of all, before it is our own.